Leadership · Insight · Knowledge

Welcome to the Institute of Internal Auditors New Zealand, the professional body for internal auditing

About UsJoin Us

What is internal audit?

Internal audit is a dynamic profession that provides independent assurance that an organisation's risk management, governance and internal control processes are operating effectively Essentially, Internal Auditors help organisations to succeed.

Read More

Membership benefits

Join our professional community and access a range of local and international benefits to expand your thinking, knowledge and networks.

Learn MoreJoin Now

Events & training

Connect with other internal audit, risk and assurance professionals and grow your knowledge and skills with a range of online and local events.

Find out more

Subscribe to newsletters

Subscribe to monthly IIA NZ Newsletters here


home | Professional Development | online-training-courses

Foundations of Internal Auditing in Financial Services Firms


Foundations of Internal Auditing in Financial Services Firms

Financial services organisations operate in a challenging environment due to the heightened complexity of the regulatory landscape, cyber threats, proliferation of innovative products, multichannel customer interaction, and other conditions. Without appropriate guidance, training, and education, the financial services industry may be challenged to find enough competent internal auditors to fulfill the responsibilities and deal with risks across this unique landscape.

This course informs and educates internal auditors who may be new to the financial services industry about the regulatory environment in which these organisations operate. It also provides an overview of engagement planning, fieldwork, and outcomes in how managing an internal audit activity within the financial services industry differs from other industries in terms of regulatory interaction, governance, and risks.

Duration: 2h
CPE Hours: 2.0

Please note this training course is provided by IIA Global and is an online learning course valid for 30 days from purchase. All charges associated with this course are quoted in US dollars.

To learn more or purchase this course, please click the following link:

MoST Content Management V3.0.8634